Tuesday, 20 December 2011
Dany Sylvie Marie and Dhojaven Vencadsamy and others v The Electoral Commissioner, The Electoral Supervisory Commission and The State of Mauritius
[2011] UKPC 45
Privy Council Appeal No 0070 of 2010
JUDGMENT
Dany Sylvie Marie and Dhojaven Vencadsamy and others
(Appellants) v The Electoral Commissioner,
The Electoral Supervisory Commission and The State of
Mauritius (Respondents)
From the Supreme Court of Mauritius
before
Lord Walker
Lady Hale
Lord Clarke
Sir Paul Girvan
Sir Terence Etherton
JUDGMENT DELIVERED BY
LORD CLARKE
ON
20 DECEMBER 2011
Heard on 25-26 October 2011
Appellant
Rex Stephen
Michel Ammee
Aruna Narain
(Instructed by Astor Law Practice)
Respondent
Geoffrey Cox QC
Sir Hamid Moollan QC
(Instructed by Attorney General’s office)
LORD CLARKE:
INTRODUCTION
1. The
applicants proposed to stand as candidates in the general election to be held
in Mauritius on 5 May 2010. To that end
they submitted nomination papers to the relevant returning officers. However, in each case they did so without
making a declaration as to the community to which they belonged. Each of the returning officers rejected the
nomination papers as invalid by reason of the failure to make that
declaration. The applicants challenged
those decisions in the Supreme Court of Mauritius. They did so by way of notice of motion dated
21 April 2010 in which they sought an order directing the returning officers to
insert the names of the applicants in the list of candidates for the election
on 5 May. The application was heard by
Mungly-Gulbul J (“the judge”) on 23 and 26 April and was refused on 26
April. She gave her reasons for her
refusal on 30 April 2010 and the election took place on 5 May, without any of
the applicants being candidates.
2. It was
not possible for the applicants to appeal against that refusal because
paragraph 4(4) of the First Schedule to the Constitution of Mauritius provides
that in such a case “the determination of the Judge shall not be subject to
appeal”. No doubt because of that
provision the applicants have not sought to appeal to the Court of Appeal in
Mauritius. Instead they have applied to
the Judicial Committee of the Privy Council for special leave to appeal against
the decision of the judge. A panel (Lord
Walker, Lord Collins and Sir John Dyson) considered the application on paper
and directed that the application be heard orally, with the appeal to follow if
leave was granted.
3. Three
issues were raised in the course of oral argument. They were (1) whether the Judicial Committee
has jurisdiction to grant special leave, (2) if it has, whether leave should be
granted in this case and (3) if leave is granted, whether the appeals should be
allowed. The Board heard full argument
on each of those issues and, so far as is appropriate, will consider them in
turn.
The issues before the judge
4. Although
the relief sought in the application to the judge was expressed in narrow
terms, namely an order directing the returning officers to insert the names of
the applicants in the list of candidates for the
election on 5 May, the application raised constitutional questions of some
importance, which have been considered by the courts in Mauritius on a number
of occasions. Indeed, the judge would
have granted the applications but for the fact that she was bound to refuse
them by the decision of the Full Bench of the Supreme Court in Electoral
Supervisory Commission v Attorney General (2005) SCJ 252, (2005) MR 42. In that case the Supreme Court reversed an
earlier decision by Balancy J in Narrain v Electoral Commissioner (2005) SCJ
159, (2005) MR 99.
5. The
Board has been provided with a list of applicants, which comprises 60 or 61
individuals who are said to belong to political parties, 32 individuals who are
said not to belong to any political party and four others, three of whom are
political parties and one of whom is described as a political alliance. The judge described the issues as being (1)
whether, on its true construction, paragraph 3 of the First Schedule to the
Constitution should be interpreted as giving authority to the Mauritian
Parliament to provide in regulation 12(5) of the National Assembly Elections
Regulations (“the Regulations”) that a nomination is invalid if a declaration
as to community has not been made and (2) whether regulation 12(5) is ultra
vires the Constitution. These are
important constitutional questions, which the applicants wish to revisit in an
appeal to the Privy Council. They are
not narrow questions of specific relevance only to a particular general
election. Before considering the three
issues identified above, it is appropriate to take note of the provisions of
the Constitution and of the Regulations which are relevant for present
purposes.
The Constitution and the Regulations
6. Chapter
I of the Constitution contains sections 1 and 2. By section 1, it is provided that Mauritius
shall be a sovereign democratic State and shall be known as the Republic of
Mauritius. By section 2, any other law
which is inconsistent with the Constitution is declared to be void. Chapter II contains sections 3 to 19 and sets
out the protection of fundamental rights and freedoms of the individual. Sections 11 and 16 provide for the protection
of freedom of conscience and for the protection from discrimination
respectively. By section 17, any person
who alleges an infringement of sections 3 to 16 may apply to the Supreme Court
for redress. That right is expressly
without prejudice to any other action with respect to the same matter that is
lawfully available.
7. Chapter
III provides for citizenship and Chapter IV provides for the President and the
Vice-President of the Republic. Chapter
V provides by section 31(1) that Parliament shall consist of the President and
the National Assembly and, by section 31(2), that the Assembly shall “consist
of persons elected in accordance with the First Schedule”, which makes
provision for the election of 70 members.
Sections 33 and 34 specify who is qualified to become and who is
disqualified from becoming a member of the General Assembly. It is not suggested that the applicants do
not qualify for membership within section 33.
8. The
First Schedule is central to the issues which the applicants seek to raise in
their proposed appeal. It is set out in
full in Annex A to this judgment. It
describes in detail the electoral system in Mauritius, which has a total of 70
seats. Of those 70 seats, 62 are to be
filled by directly elected candidates as described in paragraph 5(1). The remaining eight seats are allocated as
set out in detail in paragraph 5(8). The
intention behind this was to provide for minority interests to be represented
in Parliament while at the same time respecting the overall result of the
election. This became known as the best
loser system, which the Board will consider further below. The procedural method adopted for the
operation of the system is, by paragraph 3(1), to require candidates to declare
to which community he or she belongs in a published notice of nomination.
9. The
critical provisions are paragraphs 3(2), (3) and (4), which provide:
“(2) Within 7 days of the nomination of any candidate
at an election, an application may be made by an elector in such manner as may
be prescribed to the Supreme Court to resolve any question as to the
correctness of the declaration relating to his community made by that candidate
in connection with his nomination, in which case the application shall (unless
withdrawn) be heard and determined by a Judge of the Supreme Court, in such
manner as may be prescribed, within 14 days of the nomination, and the
determination of the judge shall not be subject to appeal.
(3) For the
purposes of this Schedule, each candidate at an election shall be regarded as
belonging to the community to which he declared he belonged at his nomination
as such, or if the Supreme Court has held in proceedings questioning the
correctness of his declaration that he belongs to another community, to that
other community, but the community to which any candidate belongs for those
purposes shall not be stated upon any ballot paper prepared for those purposes.
(4) For the
purposes of this Schedule, the population of Mauritius shall be regarded as
including a Hindu community, a Muslim community, a Sino-Mauritian community;
and every person who does not appear, from his way of life, to belong to one or
other of those 3 communities shall be regarded as belonging to the General
Population, which shall itself be regarded as a fourth community.”
10. The
Board was told that until this case there had only been one challenge under paragraph
3(2) to the correctness of a declaration relating to community. That was in the case of Parvez Carrimkhan v
Tin How Lew Chin (2000) SCJ 264. Like
the applicants in this case, the respondents disapproved of the best loser
system. They only entered a community on
the form in order to be able to stand and they chose a community only after the
drawing of lots. It appears that, again
like the applicants here, they did not intend to take one of the eight seats available
under the best loser system. Seetulsingh
J discussed some of the problems of deciding what community a person belongs
to. Not unnaturally, he rejected the
declaration of community based on the drawing of lots. He said that he was unable to decide whether,
from their way of life, the respondents belonged to the Hindu, Muslim or
Sino-Mauritian communities. He held
that, in these circumstances, the only alternative was to hold that they each
belonged to the fourth category identified in paragraph 3(4), namely the
General Population. In the light of the substantive issues between the parties
in the proposed appeal, it is perhaps noteworthy that Seetulsingh J said that
he understood that a project of electoral reform was on the cards and expressed
the hope that what he regarded as defects in the system would be remedied in
the near future. The Board was told much
the same in the course of argument.
11. Paragraph
4(1) and (2) of the First Schedule provide in effect that every candidate shall
make a declaration in such manner as may be prescribed and that there shall be
such provision as may be prescribed for the determination by a returning
officer of questions concerning the validity of such a nomination. Paragraph 4(3) provides that, where a
returning officer decides that a nomination is valid, his determination shall
not be questioned in any proceedings other than proceedings under section 37 of
the Constitution. Section 37 gives the
Supreme Court jurisdiction to hear and determine, inter alia, any question
whether any person has been validly elected as a member of the Assembly. Section 37(2) to (5) make detailed provisions
for such an application, which is a direct application to the Supreme Court. Section 37(6) provides that a determination
under the section shall not be subject to appeal, provided that an appeal shall
lie to the Judicial Committee of the Privy Council in such cases as may be
prescribed by Parliament. So far as the
Board is aware, no such cases have been prescribed by Parliament.
12. By
contrast, paragraph 4(4) provides that, where a returning officer decides that
a nomination is invalid, his decision may be questioned upon an application to
the Supreme Court made within such time and in such manner as may be prescribed
and the determination of the judge shall not be subject to appeal. This is such a case because the returning
officers declared each nomination to be invalid for want of a declaration as to
community and the applicants applied to the Supreme Court under paragraph 4(4),
so that it follows that the determination of the judge on those applications
“shall not be subject to appeal”.
13. As
appears above, the First Schedule made provision for various aspects of the
procedure to be prescribed. They were
prescribed in the Regulations. For
present purposes it is only necessary to refer to regulation 12, which makes
detailed provisions for the nomination of candidates. It provides a tight timetable. Regulation 12(3) provides that the nomination
paper for each candidate shall be in Form 4, which is attached to the
Regulations and includes a declaration that he or she is a member of a specific
community, which must be one of the four communities described in paragraph
3(4) of Schedule 1 to the Constitution.
Form 4 is thus consistent with regulation 12(4)(c), which provides that,
each candidate must make a declaration, in the case of a general election, “as
to which of the Hindu, Muslim, Sino-Mauritian or General Communities he
belongs”.
14. Regulation
12(5) provides that if such a declaration is not made in conformity with the
provisions of paragraph (4), which of course includes paragraph (4)(c), the
nomination of the candidate shall be void and of no effect. The applicants submitted to the judge and
wish to submit to the Board that regulation 12(5) is contrary to the
Constitution and therefore void. They
did not submit that any provision of the First Schedule is void, presumably on
the basis that it is part of the Constitution and cannot therefore be void.
15. As
stated above, the applicants chose to challenge the decisions of the returning
officer rejecting the nominations as invalid, or void and of no effect, by
reason of the candidates’ failure to make a declaration as to the community to
which they belonged by applying to the Supreme Court under paragraph 4(4) of
the First Schedule. It follows from the
express terms of that paragraph that the decision of the Supreme Court that the
nominations were invalid is not subject to appeal. The question is whether, notwithstanding that
provision, the applicants can challenge the decision by seeking and obtaining
special leave to appeal to the Judicial Committee of the Privy Council.
16. It is
common ground that, whatever the answer to that question, there are other ways
in which the applicants can challenge the constitutionality of regulation 12(5)
of the Regulations. As already stated,
they can do so under section 17 of the Constitution in so far as they allege an
infringement of their rights under sections 3 to 16, which of course include the
right to freedom of conscience under section 11. Section 83 provides other circumstances in
which the Supreme Court has original jurisdiction in relation to constitutional
questions but, by section 83(5), it expressly provides that nothing in the
section shall confer jurisdiction on the Supreme Court to hear or determine any
such question as is referred to in section 37 or paragraphs 2(5), 3(2) or 4(4)
of the First Schedule otherwise than upon an application made in accordance
with that section or any of those paragraphs.
17. The
Board will consider section 81 of the Constitution, which is entitled Appeals
to the Judicial Committee under the next heading, where it considers the
jurisdiction of the Judicial Committee to grant special leave in this case.
18. Section
47 provides how the Constitution can be altered by Parliament. For present purposes it is sufficient to note
that by section 47(3), section 1 cannot be altered unless the Bill has first
been submitted to the electorate by referendum and has been approved by the
votes of not less than three quarters of the electorate and the Bill is
supported at the final voting in the Assembly by the votes of all the members
of the Assembly. By section 47(2) there
are a number of provisions, including the First Schedule, which can only be
altered if the proposed alteration is supported at the final voting by not less
than three quarters of all the members of the Assembly.
Jurisdiction of the Judicial Committee
19. Section
81 of the Constitution is annexed to this judgment as Annex B. By section 81(1), it provides that an appeal
shall lie as of right from decisions of the Supreme Court or of the Court of
Appeal (which is a division of the Supreme Court) in certain circumstances. They include appeals from (a) final decisions
in any civil proceedings on questions as to the interpretation of the
Constitution and (c) final decisions in proceedings under section 17. By section 81(2), an appeal shall lie with
the leave of the Supreme Court or the Court of Appeal where in the opinion of
the Court the question is one that, by reason of its great general or public
importance or otherwise, ought to be submitted to the Judicial Committee. However, like section 83(5), section 81(3)
provides that subsections (1) and (2) are subject to section 37(6) and
paragraphs 2(5), 3(2) or 4(4) of the First Schedule, that is that no appeal
shall lie to the Judicial Committee as of right or by leave of the Supreme
Court or the Court of Appeal in a case where the validity or invalidity of a
nomination or the correctness of a declaration relating to community is
determined by the Supreme Court.
20. On the
face of it section 81(3) appears to provide that no appeal shall be brought to
the Judicial Committee in such a case.
This is of course such a case because, at any rate in form, the
applicants seek to challenge the decision of the judge that the decisions of
the returning officers that the nominations of the applicants were
invalid. However, section 81(3) is
itself subject to section 81(5) which provides that nothing in section 81 (and
thus nothing in section 81(3)) shall affect “any right of the Judicial
Committee to grant special leave to appeal from the decision of any court in
any civil or criminal matter”. Section
81(5) originally provided:
“Nothing in this section shall affect any right of Her
Majesty to grant special leave to appeal to Her Majesty in Council from the
decision of any court in any civil or criminal matter.”
It was amended to its present form in 1991 by section
16 of the Constitution of Mauritius (Amendment No 3) Act 1991 in order to set
out the position when Mauritius became a Republic.
21. Two
questions have arisen under section 81(5).
They are whether this is a civil matter within the meaning of the
subsection and, if so, whether the Judicial Committee has jurisdiction to grant
special leave in these circumstances.
22. The
meaning of the expression “civil … matter” was considered obiter by the
Judicial Committee in Goinsamy Chinien v The Attorney General and The Mauritius
Bar Association on 9 March 2000. The
Board in that case, comprising Lord Hutton, Lord Hobhouse of Woodborough and
Lord Millett, considered a petition for special leave by a barrister against a
decision of the Supreme Court of Mauritius refusing to reinstate his name on
the roll of practising barristers. It
held that the barrister had no right of appeal under section 81(2)(a) of the
Constitution because, when the judges acted to suspend or strike off a barrister
they were not acting as a court of law but as a disciplinary authority, so that
the proceedings were not “civil proceedings” within paragraph (a): see p 8,
where Lord Hutton adopted the principle to that effect stated by Lord Denning
in Attorney General of The Gambia v N’Jie [1961] AC 617, 631.
23. The
Board then considered whether such proceedings were a civil matter within
section 81(5). In the last paragraph of
the judgment of the Board Lord Hutton said this:
“Section 81(5) refers to ‘any civil … matter’ whereas
sections 81(1) and (2) refer to ‘any civil proceedings’. Having regard to this difference in wording
and to the former right of a legal practitioner suspended or struck off by the
judges of a colony to petition her Majesty in Council to restore him it can be
argued that giving a purposive construction to section 81(5) there is
jurisdiction for the Judicial Committee to grant special leave. Their Lordships do not propose to express a
concluded opinion on this point as, if the jurisdiction does exist, it should
only be exercised in special circumstances and they are satisfied that no such
circumstances exist in this case.”
24. In the
opinion of the Board this is a civil matter.
It is not a disciplinary process, so that the conclusion that the
disciplinary proceedings were not civil proceedings within section 81(1)(a)
does not apply to these proceedings. It
is the provisional view of the Board that both these proceedings and
proceedings under section 17 or 83 of the Constitution are civil proceedings
within the meaning of section 81(2)(a).
If that is correct, there can be no doubt that this is a civil
matter.
25. Even if
these are not civil proceedings, the Board can see no reason why they should
not fairly be regarded as a civil matter.
This seems to the Board to be consistent with the approach of the
Judicial Committee to the equivalent provision in the Gibraltar Constitution,
where in Ford v The Queen [2003] UKPC 35, 9 April 2003, the Board described it
as being in the widest terms. In any
event the claim for a declaration that the decision of each returning officer
that the declaration was invalid would naturally be regarded as a claim in a
civil matter.
26. The
question remains whether the Judicial Committee has jurisdiction to grant
special leave in such a case. The Board
has concluded that the answer to this question depends upon whether there is a
Mauritian statute that “either expressly or by necessary intendment” shows that
the power of the Judicial Committee to grant special leave in such a case has
been excluded. The steps that have led
the Board to reach that conclusion are these.
27. In 1987
David Swinfen set out the origins of special leave in his book Imperial Appeal
at pp 12-13. A litigant in a colony who
sought to have his appeal heard before the Privy Council could do so in two
ways, either by appeal as of right or by special leave of the Judicial
Committee. The appeal as of right
derived historically from the ancient privilege of the subject to seek redress
at the foot of the throne, but it was a right which existed only where it had
been specifically created, by statute or otherwise, and it was subject to
regulation by various means including colonial legislation. It was accepted that colonial legislatures
could regulate the appeal as of right and could indeed extinguish it. By contrast, the position was different in
the case of appeal “as of grace” by special leave. Swinfen put it thus:
“The appeal as of grace derived from the inherent
prerogative right of the Crown to exercise an appellate jurisdiction, and where
a suitor was not entitled to an appeal as of right, he could nevertheless
petition the Judicial Committee itself for special leave to appeal.”
28. It is
now clear that the Judicial Committee’s power to grant special leave is no longer
founded upon the royal prerogative itself, but instead arises under the
provisions of the Judicial Committee Act 1833 (“the 1833 Act”) and the Judicial
Committee Act 1844 (“the 1844 Act”).
Thus in Campbell v The Queen (Jamaica) [2010] UKPC 26, [2011] 2 AC 79,
Lord Mance, giving the judgment of the Board, explained at para 6 that:
“the royal prerogative power to grant special leave
was regulated and restated by the provisions of section 3 of the Judicial
Committee Act
1833 and section 1 of the Judicial Committee Act
1844.”
Similarly, in Walker v The Queen [1994] 2 AC 36 Lord
Griffiths stated at p 44:
“Whatever may have been the original powers of the
Privy Council, the powers of the Judicial Committee of the Privy Council are
now governed by the Acts of 1833 and 1844 which must be recognised as
superseding the royal prerogative: see Attorney General v De Keyser’s Royal
Hotel Ltd [1919] 2 Ch 197; [1920] AC 508.”
29. Section
3 of the 1833 Act provides:
“All appeals or complaints in the nature of appeals
whatever, which either by virtue of this Act, or of any law, statute, or
custom, may be brought before his Majesty or His Majesty in Council from or in
respect of the determination, sentence, rule, or order of any court, judge, or
judicial officer, and all such appeals as are now pending, and unheard, shall
from and after the passing of this Act be referred by his Majesty to the said
Judicial Committee of his Privy Council, and such appeals, causes, and matters
shall be heard by the said Judicial Committee, and a report or recommendation
thereon shall be made to his Majesty in Council for his decision thereon as
heretofore, in the same manner and form as has been heretofore the custom with
respect to matters referred by his Majesty to the whole of his Privy Council or
a committee thereof (the nature of such report or recommendation being always
stated in open court).”
30. Section
1 of the 1844 Act provides inter alia:
“It shall be competent for Her Majesty, by any order
or orders to be from time to time for that purpose made with the advice of her
Privy Council, to provide for the admission of any appeal or appeals to Her
Majesty in Council from any judgments, sentences, decrees or orders of any
court of justice within any British colony or possession abroad, although such
court shall not be a court of errors or a court of appeal within such colony or
possession; and it shall also be competent to Her Majesty, by any such order or
orders as aforesaid, to make all such provisions as to her Majesty in Council
shall seem meet for the instituting and prosecuting any such appeals …”
Section 1 includes a number of provisos, including a
proviso that “any such order as aforesaid may be either general … or special
and extending only to any appeal to be brought in any particular case.”
31. It is
clear from the broad and unqualified statutory language that the Judicial
Committee has a general power to grant special leave under the 1833 and 1844
Acts. The question then arises whether
and to what extent a state can act to restrict this power.
32. In this
respect it may again be helpful briefly to consider the historical background,
which Swinfen explains in Imperial Appeal in this way:
“The power of the Committee to grant such a petition
[for special leave] being a prerogative power, it was not considered to be
amenable to colonial or dominion legislation, and could not therefore be
abolished by a Dominion unilaterally. The debate in the nineteenth and
twentieth centuries over retention or abolition of the right to appeal centred
therefore on this prerogative power to grant special leave. Of the older
Dominions, South Africa alone was able to claim the constitutional authority to
end this mode of appeal as and when she wished to do so. For the rest, their
power to end the system of appeal by special leave was not finally established
until the passage of the Statute of Westminster in 1931.”
33. The
case cited as authority for the proposition in the last sentence is British
Coal Corporation v The King [1935] AC 500, where, after reviewing the
historical position in some detail, the Judicial Committee held that following
the 1931 Statute of Westminster the Canadian legislature could abrogate the
Privy Council’s power to grant special leave.
In reaching that conclusion, the Board held that in order to oust the
Judicial Committee’s jurisdiction to grant special leave, domestic legislation
must remove the power either by the use of “express words” or by “necessary
intendment”: see in particular pp 519 and 522.
34. In De
Morgan v Director-General of Social Welfare [1998] AC 275, the Board summarised
the position thus at p 284:
“The result of this analysis is that by excluding or
limiting the rights of the Privy Council to grant special leave to appeal a New
Zealand statute is not, in any ordinary sense, purporting to limit the royal
prerogative. It is limiting what is in substance a statutory right with a
purely formal prerogative element attached. In the British Coal case [1935] AC
500, 519 it was said that in order for a statute to exclude or limit that right
it had to do so by ‘express words or by necessary intendment’ … It was held
that the relevant statute in the British Coal case [1935] AC 500 had given the
power to exclude the right ‘by necessary intendment’ although there were not
any express words authorising that result. That decision was followed and
extended to the abolition of civil appeals from Canada in the Attorney General
for Ontario case [1947] AC 127.’
35. More
recently, in the Jamaican case Grant v Director of Correctional Services [2004]
UKPC 27, [2004] 2 AC 550 the Board restated the general position regarding
special leave:
“The nature of the Crown’s right to grant special
leave to appeal was considered most recently by the Board in De Morgan v
DirectorGeneral of Social Welfare [1998] AC 275. The Board held that the right
to entertain appeals to the Privy Council is no longer a wholly prerogative
power but is regulated by the Judicial Committee Acts 1833…and 1844… It is not
a normal prerogative power of the Crown. Lord Browne-Wilkinson said, at p 285,
that it is ‘at best, a power which is in substance statutory, being regulated
by the Judicial Committee Acts, with a vestigial and purely formal residue of
the old prerogative powers’. Accordingly, express words are not required to
limit or abolish the right to entertain such appeals. It is enough if the
statute excluding the right of appeal to the Privy Council shows ‘either expressly
or by necessary intendment’ that the power to entertain such appeals is to be
abolished.”
36. Two
points emerge clearly from these authorities. First, independent States such as
Mauritius are able to limit or abrogate the Judicial Committee’s ability to
grant special leave to hear appeals from the courts of that State. Secondly,
the Judicial Committee’s power to grant special leave will remain intact unless
and until the State enacts legislation which removes the power either expressly
or by “necessary intendment”.
37. What
then is the position in Mauritius? The
answer depends upon the
construction and effect of the Constitution and such
Mauritian statutes as are relevant.
However, it is first appropriate to notice the Mauritius Republic Act 1992
(“the 1992 Act”), which provides by section 2, so far as material, as follows:
“2 — Judicial
Committee of Privy Council
(1) Her
Majesty may by Order in Council confer on the Judicial Committee of the Privy
Council such jurisdiction and powers as may be appropriate in cases in which
provision is made by the law of Mauritius for appeals to the Committee from
courts of Mauritius.
(2) An
Order in Council under this section may contain such incidental and
supplemental provisions as appear to Her Majesty to be expedient. …
(5) Except so far as otherwise provided by or in
accordance with an Order in Council under this section, and subject to such
modifications as may be so provided, the Judicial Committee Act 1833 shall have
effect in relation to appeals in respect of which jurisdiction is conferred
under this section as it has effect in relation to appeals to Her Majesty in
Council.”
38. The
Mauritius (Appeals to Judicial Committee) Order 1992 was made pursuant to the
1992 Act. By the express terms of para
2(1) of the Order, the Judicial Committee’s jurisdiction to hear appeals from
Mauritius is determined by section 81 of the Constitution. By para 2(2), the provisions of the 1833 Act
and any rules made under it were made applicable to proceedings under section
81 with such modifications as might be necessary by reason of the nature of the
proceedings or otherwise to bring them into conformity with the provisions of
the Constitution.
39. Section
81 is therefore the constitutional touchstone for establishing the scope of the
Judicial Committee’s jurisdiction to hear appeals against decisions of the
courts in Mauritius. In this regard it
is important to identify the scope of section 81(5). Section 81(5) does not itself confer a right
upon the Privy Council to entertain appeals by way of special leave. It does not itself purport to create or
demarcate the scope of any such right.
It does no more than preserve any right which might otherwise
exist. The almost identical provision in
section 110(3) of the Jamaican Constitution was considered by the Judicial
Committee in both Grant and Campbell.
40. In
Grant the Judicial Committee was required to decide whether a Jamaican statute
which prevented an appeal to the Privy Council pursuant to special leave was
compatible with section 110(3) of the Jamaican Constitution. The Judicial
Committee held that it was compatible. In reaching this conclusion, the Board
explained that:
“Section 110(1) and (2) grant defined rights of appeal
to the Board. Section 110(3) is expressed in negative terms. It does not grant
any rights. Entitlement to an appeal to the Board on special leave granted by
the Board does not derive from this provision, or any other provision, in the
Constitution. Entitlement to such an appeal derives from the Judicial Committee
Acts, continued in force on independence along with all other existing laws by
section 4(1) of the Jamaica (Constitution) Order in Council 1962. On its face
the evident purpose of section 110(3) is confined to ensuring that the rights
of appeal to the Board conferred by section 110(1) and (2), which make no
mention of the Board’s right to grant special leave, are not to be taken
impliedly to exclude or affect the latter right. Section 110(3) assumes the
existence of such a right, although the draftsman has carefully catered for the
possibility of change by using the phrase ‘any right’ rather than ‘the right’.”
In Campbell v The Queen Lord Mance similarly explained
that section 110(3) is carefully framed to preserve, rather than grant,
jurisdiction.
41. In the
opinion of the Board those Jamaican authorities confirm that the purpose of
section 81(5) of the Constitution of Mauritius was to make it clear that
nothing in section 81 was intended to abrogate or modify the power of the
Judicial Committee to grant special leave.
However it is equally clear that section 81(5) does not positively
confer jurisdiction on the Judicial Committee to give special leave, nor does
it prevent other provisions of the Mauritius Constitution or Mauritian law from
limiting or abrogating the Judicial Committee’s power to grant special leave.
42. It is
therefore necessary to look elsewhere in order to determine whether or not the
Board has power to grant special leave. The important question is whether there
is any other legislation or Constitutional provision that expressly or by
“necessarily intendment” restricts the Judicial Committee’s power to grant
special leave in this case.
43. The
other provisions which are of particular relevance for present purposes are
section 81(3), paragraph 4, especially 4(3) and (4), of the First Schedule and
section 37, especially section 37(6), of the Constitution. The First Schedule and section 81 are annexed
to this judgment and the Board has already summarised the provisions of
particular relevance above.
44. In
particular, section 81(3) of the Constitution expressly provides that
subsection (1) (appeal to the Judicial Committee as of right) and subsection
(2) (appeal to the Judicial Committee with leave from the Supreme Court) are
subject to paragraph 4(4) of the First Schedule, which provides that, where a
returning officer decides that a nomination is invalid, his decision may be
questioned upon an application to a judge of the Supreme Court and that the
determination of the Judge shall not be subject to appeal. By contrast, where the returning officer
decides that a nomination is valid, a challenge to the Supreme Court may only
be brought by proceedings under section 37, which by section 37(6) provides that
a determination by a judge under that section shall not be subject to appeal
and, although it contains a proviso that an appeal shall lie to the Judicial
Committee in such circumstances as may be prescribed by Parliament, no such
circumstances have been prescribed. The
natural inference is that in such a case, absent such prescription, it was
intended under the Constitution that there should be no appeal to the Judicial
Committee of any kind, including by way of special leave.
45. The
same inference cannot be drawn directly in the case of a determination that the
declarations were invalid because there is no equivalent of the proviso to
section 37(6) in paragraph 4(4). On the
other hand, it would be very odd if an appeal by special leave were available
against a decision that the declarations were invalid but not where they were
valid. The Board would expect the
position to be the same in both cases and, indeed, in the further case where
the challenge is to a determination of the correctness of a nomination under
paragraph 3(2). In that case the
determination cannot be subject to an appeal by reason of the prohibition in
paragraph 3(2), which in this respect is in the same terms as paragraph 4(4).
46. The
inclusion of the proviso in section 37(6) suggests that the draftsman of the
Constitution may have thought that there might be some reason why it would be
appropriate to permit an appeal to the Judicial Committee in a case where the
issue was whether a person had been validly elected as a member of Parliament. He therefore left it to Parliament to decide
that question in the future. By
contrast, the absence of any such provision in paragraph 3(2) or 4(4) supports
the conclusion that he intended that it should not be possible to appeal to the
Judicial Committee in such cases, whether under section 81(1)(a) or (b) or (2)
or by special leave. This seems to the
Board to be confirmed by the fact that section 81(3) provides that section
81(1) and (2) are subject to both section 37(6) and paragraphs 3(2) and
4(4). In short paragraphs 3(2) and 4(4)
are finality provisions which would be deprived of much of their effect if
appeals to the Judicial Committee were permitted. Section 37(6) is also a finality provision
but subject to Parliament subsequently permitting an appeal to the Judicial
Committee.
47. The
policy reason behind all these provisions seems to the Board to be clear. It is to permit one challenge to a decision
of the returning officer or to the correctness of a declaration, all within a
tight time scale, in order to ensure that the determination is made before the
election, but to prohibit appeals with the inevitable delays consequent upon
them, so that the election can proceed without delay in the light of whatever
decision is reached by the court. This
seems to the Board to be an entirely understandable policy.
48. Similar
considerations have been taken into account by the Judicial Committee in
election cases in the past. For example
in Strickland v Grima [1930] AC 285 it gave provisional leave in order to hear
full argument on whether special leave ought to be granted in a case from
Malta. Clause 33 of the Maltese
Constitution Letters Patent provided:
“All questions which may arise as to the right of any
person to be or remain a member of the Senate or the Legislative Assembly shall
be referred to and decided by Our Court of Appeal in Malta.”
49. The
Board held that the clear intention was that the Court of Appeal in Malta would
have the first and only say on those matters with no further appeal to the
Privy Council. The Court of Appeal had
held that the election of two members to the senate had been null and
void. Giving the judgment of the Board,
Lord Blanesburgh said at p 296 that the jurisdiction in such a case was
extremely special and
“of a character that ought, as soon as possible, to
become conclusive, in order that the constitution of the assembly may be
distinctly and speedily known.”
50. A
similar result was reached in Senanayake v Navaratne [1954] AC 640, where it
was held that the finality clause applied even to jurisdictional
challenges. Both Strickland and
Senanayake were distinguished in Devan Nair v Yong Kuan Teik [1967] 2 AC 31,
but no doubt was expressed on the underlying approach. On the contrary, giving the judgment of the
Board, Lord Upjohn referred (at p 40E) to what he called a long line of
decisions starting with Théberge v Laudry (1876) 2 App Cas 102 and ending with
Arzu v Arthur [1965] I WLR 675. He added
that the underlying reason for this line of decisions was, as the authorities
show, “the recognition of the necessity for a speedy determination of an
election issue”. None of the cases is on
all fours with this case but they do
seem to the Board to point the way.
51. In all
the circumstances the Board has concluded that the Constitution provides, if
not expressly, then by necessary intendment, that the Judicial Committee has no
jurisdiction to give special leave to appeal from a determination by the
Supreme Court under paragraph 4(4) of the First Schedule.
52. In
reaching that conclusion the Board is aware that the contrary view was
expressed in Narrain v Electoral Suprevisory Commission (2006) SCJ 214. That was an application in which the Supreme
Court, comprising Pillay CJ and Matadeen and Lam Shang Leen JJ were asked to
overturn the previous decision of the Full Bench in Electoral Supervisory
Commission v Attorney General, which had overruled the decision of Balancy J in
the first Narrain case. The procedure
used was “tierce opposition” (a process whereby an individual can ask the court
to reconsider a decision in a case in which they were not a party but which
causes him hardship or prejudice). The
court in the second Narrain case held
that the challenge could not succeed because the action ought to have been
brought by way of plaint and summons under the civil procedure rules. It also
observed that such a procedure
“…might not apply in constitutional matters since
special provision has been made to deal with those matters”.
The Court thought however that it would be open to a
candidate who had his nomination refused to apply directly to the Judicial
Committee for special leave “…in spite of the fact that such a determination is
not subject to an appeal”. If by that
the Court meant that a decision of the Supreme Court made under paragraph 4(4)
of the First Schedule could be challenged by obtaining special leave to appeal
to the Judicial Committee, the Board respectfully disagrees for the reasons it
has given above.
53. It
follows that the Judicial Committee does not have jurisdiction to grant special
leave and must therefore refuse the application.
Would special leave have been granted?
54. In the
light of the Board’s decision on jurisdiction, the question whether to grant
special leave does not arise. However,
the question was fully argued and the Board will briefly state its conclusion,
which is that, on the assumption that the Judicial Committee has jurisdiction
to grant special leave, such leave should not, and therefore would not, be
granted.
55. The
considerations set out above which emphasise the importance of the speedy
resolution of issues relating to the alleged invalidity of a candidate’s
nomination for election form a strong basis for the Board refusing to exercise
any discretion to grant special leave to challenge the decision of the judge
that the decisions of the returning officers that the nominations were invalid
were correct. In these circumstances,
the Board would only exercise its jurisdiction to grant special leave in a
special, even exceptional, case.
56. No such
circumstances exist here. The true
complaint that the applicants have is that the best loser system is wrong in
principle and should be abolished. There
may be strong grounds for advancing such a contention. It is said on behalf of the respondents that
the debate is a political debate and that there is no basis for mounting a
legal challenge to the system. They say
that the applicants have dressed up what is in reality a challenge to the
provisions of the First Schedule to the Constitution as a challenge to the
legality of the Regulations and that it is not open to the courts to strike
down any part of the Constitution, which can only be altered in accordance with
the provisions of section 47 referred to above.
The applicants reply is that they are not challenging any provision of
the Constitution but only the Regulations.
57. Whichever
of those submissions is correct, for essentially two reasons the Board is of
the opinion that special leave should not be granted to challenge the decision
of the judge. The first reason is that
it is not necessary to permit such a challenge in order to enable the
applicants to raise the constitutional issues which they wish to advance. As explained above, it is common ground that
they can raise the issues by making an appropriate application to the Supreme
Court from which there is an avenue of appeal to the Judicial Committee. It was accepted on behalf of the respondents
that neither the failure of the applicants’ case before the judge nor the
failure of this application for special leave to appeal against her decision
will prevent a constitutional challenge being advanced in the future. There is no need for such a challenge to be
permitted by way of appeal from the decision of the judge because, as the
applicants themselves recognise, it is now too late to challenge the election
of those elected as long ago as May 2010.
58. The
second reason for not granting special leave is that, in the opinion of the
Board, it is of the utmost importance that, save perhaps in an exceptional
case, the Judicial Committee should not pronounce upon what are or may issues
of considerable constitutional importance without having the benefit of the
opinion of the Supreme Court or the Court of Appeal upon them. Those courts have much greater familiarity
with the history and development of the voting system in Mauritius and, so far
as they may be relevant, with both issues of policy and the political realities
in Mauritius today. They are in a far
better position than the Board, at any rate in the first instance, to grapple
with such issues and to identify which issues are in truth issues of law and
which are issues of policy.
59. At one
stage in the course of the argument and its subsequent deliberations the Board
considered whether, if it had jurisdiction, it would take the case on the basis
that the applicants’ case from the outset had been a constitutional challenge
and that the respondents had every opportunity to put whatever material they
wished before the Board. However, on
reflection, it has concluded that that would not be the correct approach
because of the importance of the constitutional issues being considered and
adjudicated upon in the first instance in Mauritius.
60. For
these reasons, the Board has concluded that, if the Judicial Committee had
jurisdiction to grant special leave against the decision of the judge, it would
not exercise it.
The merits
61. It
follows from the conclusions expressed so far that it would not be appropriate
for the Board to express concluded views upon the merits. If the matter were ever to return to the
Judicial Committee in the future, it would only be after all parties had had
the opportunity to put evidence before the Supreme Court in Mauritius and after
Supreme Court and the Court of Appeal had had an opportunity of reaching their
own conclusions. In these circumstances
the Board will only say this.
62. It has
been plain to the Board from the argument that the question whether the best
loser system should be retained has given rise to much political and perhaps
legal debate over the years. It is now
some years since Seetulsingh J said that he understood that a project of
electoral reform was on the cards. The
Board was told much the same. It is
perhaps obvious that it would be much better for these issues to be decided as
a result of political debate and, if necessary, constitutional reform than
through the courts.
63. There
is undoubted force in the submissions made on behalf of the respondents that
the applicants’ real concern is not with the Regulations but with the best
loser system set out in the First Schedule.
The Board well understands the applicants’ concerns, especially for
example the amendment to paragraph 5(8) of the First Schedule which introduced
a reference to the 1972 census as the basis of an important part of the
calculation necessary to operate the system: see Annex A, First Schedule,
paragraph 5(8), note 1 below. It is said
that a system based on figures now nearly forty years old makes no sense. However, whatever the merits of the opposing
arguments, the Board is unable to express a view upon them now.
64. The
Board understands that the applicants wish to say that their existing
constitutional rights have been infringed but does not think it right to reach
any firm conclusions on the merits. It
appreciates that, if the issues cannot be resolved politically, they may be
raised before the Judicial Committee in the future.
CONCLUSION
65. For the
reasons given above, the Board concludes that the Judicial Committee has no
jurisdiction to grant special leave to appeal from the decision of the judge
dismissing the applicants’ challenge to the returning officers’ decisions that
the nominations were invalid for failure, in each case, by the proposed
candidate to make a declaration as to community. It follows that the applications are
refused. If it had held that the
Judicial Committee had jurisdiction, the Board would not have granted special
leave. It remains open to the applicants
to advance a constitutional challenge in the future. The Board expresses no concluded views as to
the merits of any such challenge, especially since it will be based on evidence
put before the Supreme Court or Court of Appeal and the Judicial Committee will
then have the benefit of the views of the courts in Mauritius.
66. Parties
to submit applications in writing for costs within 28 days.
ANNEX A
FIRST SCHEDULE (section 31(2))
1. Elected
members to be returned by constituencies
(1) There
shall be 62 seats in the Assembly for members representing constituencies and
accordingly each constituency shall return 3 members to the Assembly in such
manner as may be prescribed, except Rodrigues, which shall so return 2 members.
(2) Every
member returned by a constituency shall be directly elected in accordance with
this Constitution at a general election or by-election held in such manner as
may be prescribed.
(3) Every
vote cast by an elector at any election shall be given by means of a ballot
which, except in so far as may be otherwise prescribed in relation to the
casting of votes by electors who are incapacitated by blindness or other
physical cause or unable to read or understand any symbols on the ballot paper,
shall be taken so as not to disclose how any vote is cast; and no vote cast by
any elector at any general election shall be counted unless he cast valid votes
for 3 candidates in the constituency in which he is registered or, in the case
of an elector registered in Rodrigues, for 2 candidates in that constituency.
2. Registration
of parties
(1) Every
political party in Mauritius, being a lawful association, may, within 14 days
before the day appointed for the nomination of candidates for election at any
general election of members of the Assembly, be registered as a party for the
purposes of that general election and paragraph 5(7) by the Electoral
Supervisory Commission upon making application in such manner as may be
prescribed:
Provided that any 2 or more political parties may be
registered as a party alliance for those purposes, in which case they shall be
regarded as a single party for those purposes; and this Schedule shall be
construed accordingly.
(2) Every
candidate for election at any general election may at his nomination declare in
such manner as may be prescribed that he belongs to a party that is registered
as such for the purpose of that general election and, if he does so, he shall
be regarded as a member of that party for those purposes, while if he does not
do so, he shall not be regarded as a member of any party for those purposes;
and where any candidate is regarded as a member of a party for those purposes,
the name of that party shall be stated on any ballot paper prepared for those
purposes upon which his name appears.
(3) Where
any party is registered under this paragraph, the Electoral Supervisory
Commission shall from time to time be furnished in such manner as may be
prescribed with the names of at least 2 persons, any one of whom is authorised
to discharge the functions of leader of that party for the purposes of the
proviso to paragraph 5(7).
(4) There
shall be such provision as may be prescribed requiring persons who make
applications or declarations for the purposes of this paragraph to furnish
evidence with respect to the matters stated in such applications or
declarations and to their authority to make such applications or
declarations.
(5) There
shall be such provision as may be prescribed for the determination, by a Judge
of the Supreme Court before the day appointed for the nomination of candidates
at a general election, of any question incidental to any such application or
declaration made in relation to that general election, and the determination of
the Judge shall not be subject to appeal.
3. Communities
(1) Every
candidate for election at any general election of members of the Assembly shall
declare in such manner as may be prescribed which community he belongs to and
that community shall be stated in a published notice of his nomination.
(2) Within
7 days of the nomination of any candidate at an election, an application may be
made by an elector in such manner as may be prescribed to the Supreme Court to
resolve any question as to the correctness of the declaration relating to his
community made by that candidate in connection with his nomination, in which
case the application shall (unless withdrawn) be heard and determined by a
Judge of the Supreme Court, in such manner as may be prescribed, within 14 days
of the nomination, and the determination of the Judge shall not be subject to
appeal.
(3) For the
purposes of this Schedule, each candidate at an election shall be regarded as
belonging to the community to which he declared he belonged at his nomination
as such, or if the Supreme Court has held in proceedings questioning the
correctness of his declaration that he belongs to another community, to that
other community, but the community to which any candidate belongs for those
purposes shall not be stated upon any ballot paper prepared for those
purposes.
(4) For the
purposes of this Schedule, the population of Mauritius shall be regarded as
including a Hindu community, a Muslim community and a Sino-Mauritian community;
and every person who does not appear, from his way of life, to belong to one or
other of those 3 communities shall be regarded as belonging to the General
Population, which shall itself be regarded as a fourth community.
4. Provisions
with respect to nominations
(1) Where
it is so prescribed, every candidate for election as a member of the Assembly
shall in connection with his nomination make a declaration in such manner as
may be prescribed concerning his qualifications for election as such.
(2) There
shall be such provision as may be prescribed for the determination by a
returning officer of questions concerning the validity of any nomination of a
candidate for election as a member of the Assembly.
(3) Where a
returning officer decides that a nomination is valid, his decision shall not be
questioned in any proceedings other than proceedings under section 37.
(4) Where a
returning officer decides that a nomination is invalid, his decision may be
questioned upon an application to a Judge of the Supreme Court made within such
time and in such manner as may be prescribed, and the determination of the
Judge shall not be subject to appeal.
5. Allocation
of 8 additional seats
(1) In
order to ensure a fair and adequate representation of each community, there
shall be 8 seats in the Assembly, additional to the 62 seats for members
representing constituencies, which shall so far as is possible be allocated to
persons belonging to parties who have stood as candidates for election as
members at the general election but have not been returned as members to
represent constituencies.
(2) As soon
as is practicable after all the returns have been made of persons elected at
any general election as members to represent constituencies, the 8 additional
seats shall be allocated in accordance with the following provisions of this
paragraph by the Electoral Supervisory Commission which shall so far as is
possible make a separate determination in respect of each seat to ascertain the
appropriate unreturned candidate (if any) to fill that seat.
(3) The
first 4 of the 8 seats shall so far as is possible each be allocated to the
most successful unreturned candidate, if any, who is a member of a party and
who belongs to the appropriate community, regardless of which party he belongs
to.
(4) When
the first 4 seats (or as many as possible of those seats) have been allocated,
the number of such seats that have been allocated to persons who belong to
parties, other than the most successful party, shall be ascertained and so far
as is possible that number of seats out of the second 4 seats shall one by one
be allocated to the most successful unreturned candidates (if any) belonging
both to the most successful party and to the appropriate community or where
there is no unreturned candidate of the appropriate community, to the most
successful unreturned candidates belonging to the most successful party,
irrespective of community.
(5) In the
event that any of the 8 seats remains unfilled, then the following procedure
shall so far as is possible be followed until all (or as many as possible) of
the 8 seats are filled, that is to say, one seat shall be allocated to the most
successful unreturned candidate (if any) belonging both to the most successful
of the parties that have not received any of the 8 seats and to the appropriate
community, the next seat (if any) shall be allocated to the most successful
unreturned candidate (if any) belonging both to the second most successful of
those parties and to the appropriate community, and so on as respects any
remaining seats and any remaining parties that have not received any of the 8
seats.
(6) In the
event that any of the 8 seats still remains unfilled, then the following
procedure shall so far as is possible be followed (and, if necessary, repeated)
until all (or as many as possible) of the 8 seats are filled, that is to say,
one seat shall be allocated to the most successful unreturned candidate (if
any) belonging both to the second most successful party and to the appropriate
community, the next seat (if any) shall be allocated to the most successful
unreturned candidate (if any) belonging both to the third most successful party
(if any) and to the appropriate community, and so on as respects any remaining
seats and parties.
(7) Where
at any time before the next dissolution of Parliament one of the 8 seats falls
vacant, the seat shall as soon as is reasonably practicable after the
occurrence of the vacancy be allocated by the Electoral Supervisory Commission
to the most successful unreturned candidate (if any) available who belongs to
the appropriate community and to the party to whom the person to whom the seat
was allocated at the last general election belonged:
Provided that, where no candidate of the appropriate
community who belongs to that party is available, the seat shall be allocated
to the most successful unreturned candidate available who belongs to the
appropriate community and who belongs to such other party as is designated by
the leader of the party with no available candidate.
(8) The
appropriate community means, in relation to the allocation of any of the 8
seats, the community that has an unreturned candidate available (being a person
of the appropriate party, where the seat is one of the second 4 seats) and that
would have the highest number of persons (as determined by reference to the
results of the published 1972 official
census of the whole population of Mauritius) in relation to the number of seats
in the Assembly held immediately before the allocation of the seat by persons
belonging to that community (whether as members elected to represent
constituencies or otherwise), where the seat was also held by a person
belonging to that community:
Provided that, if, in relation to the allocation of
any seat, 2 or more communities have the same number of persons as aforesaid
preference shall be given to the community with an unreturned candidate who was
more successful than the unreturned candidates of the other community or
communities (that candidate and those other candidates being persons of the
appropriate party, where the seat is one of the second 4 seats).
(9) The
degree of success of a party shall, for the purposes of allocating any of the 8
seats at any general election of members of the Assembly, be assessed by
reference to the number of candidates belonging to that party returned as
members to represent constituencies at that election as compared with the
respective numbers of candidates of other parties so returned, no account being
taken of a party that had no candidates so returned or of any change in the
membership of the Assembly occurring because the seat of a member so returned
becomes vacant for any cause, and the degree of success of an unreturned
candidate of a particular community (or of a particular party and community) at
any general election shall be assessed by comparing the percentage of all the
valid votes cast in the constituency in which he stood for election secured by
him at that election with the percentages of all the valid votes cast in the
respective constituencies in which they stood for election so secured by other
unreturned candidates of that particular community (or as the case may be, of
that particular party and that particular community), no account being taken of
the percentage of votes secured by any unreturned candidate who has already
been allocated one of the 8 seats at that election or by any unreturned
candidate who is not a member of a party:
Provided that if, in relation to the allocation of any
seat, any 2 or more parties have the same number of candidates returned as
members elected to represent constituencies, preference shall be given to the
party with an appropriate unreturned candidate who was more successful than the
appropriate unreturned candidate or candidates of the other party or
parties.
(10) Any
number required for the purpose of subparagraph (8) or any percentage required
for the purposes of subparagraph (9) shall be calculated to not more than 3 places of decimals where it
cannot be expressed as a whole number.
[Amended 2/82; 36/82; 48/91]
ANNEX B
81. Appeals to the Judicial Committee
(1) An appeal
shall lie from decisions of the Court of Appeal or the Supreme Court to the
Judicial Committee as of right in the following cases –
(a) final
decisions, in any civil or criminal proceedings, on questions as to the
interpretation of this Constitution;
(b) where
the matter in dispute on the appeal to the Judicial Committee is of the value
of 10,000 rupees or upwards or where the appeal involves, directly or
indirectly, a claim to or a question respecting property or a right of the
value of 10,000 rupees or upwards, final decisions in any civil proceedings;
(c) final decisions in proceedings under section 17; and
(d) in such other cases as may be prescribed by
Parliament:
Provided that no such appeal shall lie from decisions
of the Supreme Court in any case in which an appeal lies as of right from the
Supreme Court to the Court of Appeal.
(2) An appeal
shall lie from decisions of the Court of Appeal or of the Supreme Court to the
Judicial Committee with the leave of the Court in the following cases –
(a) where
in the opinion of the Court the question involved in the appeal is one that, by
reason of its great general or public importance or otherwise, ought to be
submitted to the Judicial Committee, final decisions in any civil proceedings;
and
(b) in such
other cases as may be prescribed by Parliament:
Provided that no such appeal shall lie from decisions
of the Supreme Court in any case in which an appeal lies to the Court of
Appeal, either as of right or by the leave of the Court of Appeal.
(3) Subsections
(1) and (2) shall be subject to section 37(6) and paragraphs 2(5), 3(2) and
4(4) of the First Schedule.
(4) In this
section, the references to final decisions of a court do not include any
determination of a court that any application made to it is merely frivolous or
vexatious.
(5) Nothing
in this section shall affect any right of the Judicial Committee to grant
special leave to appeal from the decision of any court in any civil or criminal
matter.
[Amended 48/91]
The Director of Public Prosecutions v A.A. Bholah
[2011] UKPC 44
Privy Council Appeal No 0059 of 2010
JUDGMENT
The Director of Public Prosecutions (Appellant)
v
A.A. Bholah (Respondent)
From the Supreme Court of Mauritius
before
Lord Phillips
Lord Brown
Lord Kerr
Lord Wilson
Sir Malachy Higgins
JUDGMENT DELIVERED BY
LORD KERR
ON
20 December 2011
Heard on 6 October 2011
Appellant
Geoffrey
Cox QC
Simon
Gledhill
Ms
Sulakshna Beekarry
(Instructed
by Royds Solicitors)
Respondent
Simon
Stafford-Michael
Ms
Rosa Zaffuto
(Instructed by Blake Lapthorn Solicitors)
LORD KERR:
1. In 2002 an information was lodged against the
respondent and another, Mohammed Laffir, before the Intermediate Court of
Mauritius. The information charged both
with the offence of money laundering under sections 17(1)(b) and 19 of the Economic
Crime and Anti-Money Laundering Act 2000 (ECAMLA). It was in the following terms:
“THAT in
or about the month of April in the year two thousand and one, at Delphis Bank
Ltd, in the District of Port Louis, 1. AHMUD AZAM
BHOLAH,
32 years, residing at Morcellement Antelme, Forest Side and 2. MOHAMMED IRFAN
MOHAMMED LAFFIR, 31 years, residing at Boulet Rouge, Riche Mare, Flacq, both
Directors at Apparel Exports Ltd., did wilfully and unlawfully transfer from
Mauritius property which in whole, directly represents, the proceeds of crime, where
the said. 1. Ahmud Azam Bholah and 2. Mohammed Irfan Mohammed Laffir had
reasonable grounds to suspect that the property was derived in whole directly
or indirectly from a crime.
PARTICULARS
OF CHARGE
That in
or about the month of April 2001, the said 1. Ahmud Azam Bholah and 2. Mohammed
Irfan Mohammed Laffir did transfer outside Mauritius a sum of USD 1,822,968.40
from Delphis Bank account no 4170599, operated by them at the Delphis Bank
Ltd., Port Louis Branch, which said sum of money are the proceeds of crime.”
2. On 21 September 2004 the respondent and
Mr Laffir were convicted of the offence.
The magistrate found that the respondent had transferred money, which he
had reasonable grounds to suspect was the proceeds of crime, from his company
bank account to bank accounts outside Mauritius. In the course of the trial the magistrate
ruled that, by virtue of section 17(7) of ECAMLA, the prosecution was not
required to specify or to prove the particular crime of which it was alleged
the money was the proceeds. (ECAMLA has
now been replaced by the Financial Intelligence and AntiMoney Laundering Act
2002, section 6(3) of which re-enacts section 17(7) in the same terms). The magistrate held that she was able to
infer from the evidence that the monies were the proceeds of criminal activity.
3. The magistrate imposed a fine on both
the respondent and Mr Laffir. The latter
paid the fine and a preliminary objection that he could not, as a result,
pursue an appeal against his conviction was upheld. The respondent did not pay the fine, however,
and appealed his conviction to the Supreme Court. On 11 December 2009 that court quashed the
conviction on two grounds. First it held
that section 17(7) of ECAMLA was repugnant to the fair trial provisions of section
10 of the Constitution. The Supreme
Court concluded that section 10(2)(b) of the Constitution required of the
prosecution that it particularise and prove the precise offence said to have
generated the proceeds of crime.
Secondly, the Supreme Court decided that, since the respondent had been
deprived of the right to be informed “as soon as reasonably practicable ...
and, in detail, of the nature of the offence”, and that therefore he had not
had adequate time to prepare his defence, his trial had been unfair. The second finding derives from and is
dependent on the first but it will be necessary to examine separately the
question of what fairness requires even if it is concluded that proof of a
specific predicate offence is not required by section 10(2)(b) of the
Constitution.
Facts
4. The respondent was a director of
Apparel Exports Ltd. This company had an
account with Delphis Bank Ltd. On three
occasions in 2001, large sums of money were transferred into this account from
the account of Mr Jose Maria Martin Nunez, a customer of the ABN Amro Bank
(Miami Branch). The transfer came via
the Hong Kong and Shanghai Banking Corporation in New York. The money was in
turn transferred by both accused to various bank accounts outside
Mauritius.
5. The defence did not dispute that the
sums from Mr Nunez's accounts had in fact been transferred into that of Apparel
Exports account at the Delphis Bank.
Evidence was led by the prosecution to the effect that there had been
forgery of Mr Nunez’s account and that the Miami Branch of ABN-AMRO had filed a
suspicious activity report with the branch of the U.S. Government concerned
with investigations of financial crimes.
This had happened after Mr Nunez had indicated that he had not
authorised the bank transfers. Although these transfers purported to have been
authorised by Mr Nunez, a comparison between the signatures on the transfer
documents and his original bank signature card led the magistrate to conclude
that Mr Nunez had not signed the transfers.
Statutory
framework
6. Money laundering offences were provided
for in section 17 of ECAMLA. In its
material parts, section 17(1) provided:
“(1) Any
person who …
(b)
receives, possesses, conceals, disguises, transfers, converts, disposes of,
removes from or brings into Mauritius any property which is, or in whole or in
part directly or indirectly represents, the proceeds of any crime, where he
suspects or has reasonable grounds for suspecting that the property is derived
or realized, in whole or in part, directly or indirectly from any crime, shall
commit an offence.”
7. Section 17(7) of ECAMLA provided:
“In any
proceedings against a person for an offence under this section, it shall be
sufficient to aver in the information that the property is, in whole or in
part, directly or indirectly the proceeds of a crime, without specifying any
particular crime, and the Court, having regard to all the evidence, may
reasonably infer that the proceeds were, in whole or in part, directly or
indirectly, the proceeds of a crime” (emphasis supplied)
8. The necessary contents of the
information are provided for in section 125(1) of the District and Intermediate
Courts (Criminal Jurisdiction) Act as follows:
“The
description in the information of any offence in the words of the law creating
such offence, with the material circumstances of the offence charged, shall be
sufficient.”
9. Section 10(2)(b) of the Constitution
provides:
“Every
person who is charged with a criminal offence …
(b) shall
be informed as soon as reasonably practicable, in a language that he
understands, and in detail, of the nature of the offence;”
The case
for the appellant
10. The appellant submits that it is
unnecessary to specify a predicate crime.
Section 10(2)(b) of the Constitution entitles the alleged offender to be
informed of the detail of the charge but the actus reus of the charge under
section 17(1)(b) can be the transfer of property which represented the proceeds
of criminal activity generally. It need
not be proved that it had been generated by a particular crime. It was accepted that if a specific crime is
known to have produced the illicit proceeds and this forms the basis of the
prosecution’s case, fairness may require that the offender be informed of this
but the nature of the information depends on how the case is to be
presented. If the prosecution does not
aver that the unlawful proceeds were obtained from an individual crime or a
particular species of criminal activity, it is not required to identify a
predicate offence.
11. Counsel for the appellant argued that
section 17(7) was a proportionate restriction on the right of an accused to
receive information about the charge against him. While section 10 of the Constitution
recognises as absolute the right to a trial which is fair in an overall sense,
individual elements of the trial designed to secure that outcome need not be
protected in absolute terms. They may be
subject to proportionate qualification in the public interest. Section 17(7) was just such a
restriction. It was necessary in order
to suppress the crime of money laundering which, by its very nature, was one
where the particular criminal activity that produced the illegal proceeds was
not always easy to identify. Indeed, the
very purpose of money laundering is to conceal the provenance of illegally
acquired wealth. It can be notoriously
difficult to gather evidence of the specific criminal origin of the laundered
property. This was particularly the case
in Mauritius where money laundering may be the product of predicate offences
committed abroad.
12. The DPP claims, therefore, that the
respondent received a fully fair trial before the magistrate. He was given particulars of the criminal
conduct from which the funds in his company bank account were produced. He was told that there had been a fraud on
the bank account of Mr Nunez. It was
made clear that the prosecution case was that Mr Nunez’s signature had been
forged. The respondent had been
interviewed about these allegations and had made a statement after caution in
which he claimed that the transactions were authentic. There could be no question, therefore, the
appellant argues, that the respondent was other than fully aware of what was
being alleged as to the nature of the criminal conduct which produced the
unlawful proceeds.
The
respondent’s case
13. The respondent claims that the
Constitution of Mauritius affords any defendant to a criminal charge the
absolute right to particulars of the crime with which he is charged. These particulars require to be sufficiently
detailed to enable the accused person to understand the nature of the offence
that he faces. It is, says the
respondent, unnecessary and wrong in law to draw any distinction between
substantive and predicate offences. Both
are covered by section 10 of the Constitution and they should not be subject to
different rules.
The
decision of the Supreme Court
14. The Supreme Court recorded the essential
argument of counsel for the prosecution in the following passage of its
judgment:
“[Counsel’s]
contention was … that, since the "predicate offence" (i.e. the crime
that generated the proceeds which became the subject matter of the money
laundering offence) is not an element of the money laundering offence, it need
not be averred and therefore the need for particulars thereof does not arise.”
15. That argument was roundly rejected. The Supreme Court said of it:
“This
reasoning appears to us, however, to be fundamentally flawed. The offence under
section 17(1)(b) of ECAMLA with which the accused stood charged was the
transfer of property - money - which represented the proceeds of a crime where
he had reasonable grounds to suspect that the money was derived from a
crime. The elements of the offence were
accordingly (1) the transfer of the money by the accused (2) the fact that that
money represented the proceeds of a crime and (3) circumstances showing that
the accused had reasonable grounds to suspect that the money was derived from a
crime.
…
Since it
was an element of the offence that the money was the proceeds of a crime, the
accused had a right under section 10(2)(b) of our Constitution to have that
element particularised by a statement as to what that crime consisted of, such
as to enable him to prepare his defence ad in particular to consider how to
rebut the prosecution evidence that the money was the proceeds of such a
crime.”
16. The Supreme Court therefore held that
section 17(7) of ECAMLA was repugnant to section 10(2)(b) of the Constitution,
in so far as it provided that, in an information under that section, it was not
necessary to specify the particular crime from which the property had been
generated. Consequently the section was
of no effect and, since adequate particulars of the predicate offence had not
been given, the respondent’s conviction was quashed. In so holding, the Supreme Court accepted the
argument of the respondent that he was debarred from asking for particulars of
the offence by virtue of the wording of section 17(7) which purported to deny
him a right conferred by section 10(2)(b).
Discussion
17. Dispensing with a requirement to identify
and prove a predicate offence is by no means an unusual approach to the
problems of proof that money laundering offences can present. The Council of Europe Convention on Laundering,
Search, Seizure and Confiscation of the Proceeds from Crime and on the
Financing of Terrorism 2005 Council of Europe Treaty Series, No 198 (the Warsaw
Convention) provides in article 9(6) that each of the parties to the
Convention:
“… shall
ensure that a conviction for money laundering under this Article is possible
where it is proved that the property … originated from a predicate offence,
without it being necessary to establish precisely which offence.”
18. In Hurnam v The State [2005] UKPC 49,
para 4 Lord Bingham, delivering the opinion of the Board, said this about
Chapter II of the Constitution of Mauritius (which includes section 10):
“...Chapter
II of the Constitution reflects the values of, and is in part derived from, the
European Convention: Neeyamuthkhan v Director of Public Prosecutions [1999] SCJ
284(a); Deelchand v Director of Public Prosecutions [2005] SCJ 215, para 4.14;
Rangasamy v Director of Public Prosecutions (Record No 90845, 7 November 2005,
unreported).
It is
indeed noteworthy that the European Convention was extended to Mauritius while
it was still a Crown Colony, before it became independent under the 1968
Constitution: see European Commission of Human Rights, Documents and Decisions
(1955-1957), p 47. Thus the rights guaranteed to the people of Mauritius under
the European Convention were rights which, on independence, "have existed
and shall continue to exist" within the terms of section 3. This is a
matter of some significance: while Mauritius is no longer a party to the
European Convention or bound by its terms, the Strasbourg jurisprudence gives
persuasive guidance on the content of the rights which the people have enjoyed
and should continue to enjoy.”
19. A Council of Europe Convention on money
laundering, while not of the same status as the European Convention on Human
Rights and Fundamental Freedoms, provides similar persuasive guidance on the
content of rights which the people of Mauritius should be held to enjoy. At the very least, it informs the approach that
should be taken to resolving the tension between, on the one hand, the
protection of an individual’s rights in relation to proof of guilt of the
offence of money laundering and, on the other, the need to ensure, in the
interests of society as a whole, that unrealistic barriers to the proof of the
offence are not erected.
20. The approach commended by the Warsaw
Convention is mirrored in Australia and New Zealand. In Australia anti-money laundering provisions
are set out in Division 400 of the Criminal Code Act 1995. Sections 400.3 to 400.8 make it an offence to
deal with money or property that is either the proceeds of, or may become an
instrument of, crime. A person deals
with money or other property if they: receive, possess, conceal or dispose of money
or other property; import into or export from Australia money or property; or
engage in banking transactions relating to money or other property and the
money or other property is the proceeds of crime or could become an instrument
of crime. Section 400.13 provides:
“Proof of
other offences is not required
(1) To
avoid doubt, it is not necessary, in order to prove for the purposes of this
Division that money or property is proceeds of crime, to establish:
(a) a particular offence was committed in
relation to the money or property; or
(b) a particular person committed an offence
in relation to the money or property”
21. Similarly in New Zealand section 243(5)
of the Crimes Act 1961 provides:
“(5) In
any prosecution for [a money laundering] offence …
(a) it is not necessary for the prosecution
to prove that the accused knew or believed that the property was the proceeds
of a particular serious offence or a particular class of serious offence”
22. In respect of predecessor provisions in
the same terms as these the Court of Appeal in New Zealand has held that the
prosecution was not required to prove a specific predicate offence – R v
Allison [2006] 1 NZLR 721.
23. In England and Wales proof of a specific
predicate offence is not required, although there has been debate in some of
the authorities in this area as to whether it is necessary to adduce evidence
of the class or type of criminal conduct that is alleged to have generated the
property dealt with by the accused. In
Director of the Assets Recovery Agency v Szepietowski [2008] Lloyd’s Rep FC 10,
(a civil recovery case) Moore Bick LJ, having cited the judgment of Sullivan J
in Director of the Assets Recovery Agency v Green [2005] EWHC 3168 said this at
para. 102:
“The
judge [Sullivan J] made the point that in ordinary civil proceedings fraud and
illegality must be specifically pleaded with reasonable particularity and went
on to express the view in para 25 that it would be surprising if a claimant in
civil proceedings who had to allege criminal conduct as a necessary part of his
claim was not required to give the respondent and the court at least some
particulars of what that conduct was said to be. He concluded that Parliament
had deliberately steered a careful course between requiring the Director to
prove the commission of a specific criminal offence or offences by a particular
individual or individuals and allowing her to make wholly unparticularised
allegations of ‘unlawful conduct’ of the kind that would require a respondent
to justify his lifestyle. I agree. It seems to me that it is essential if there
is to be a fair trial that the respondent should know the case against him in
sufficient detail to enable him to prepare properly to meet it.”
24. By contrast in R v Gabriel (Note) [2007]
1 WLR 2272 para 26 (a case under section 329(1)(c) of the Proceeds of Crime Act
2002 (POCA)), Gage LJ suggested that it was no more than “a sensible practice”
for the prosecution either to give
particulars to the accused of the facts that it relies on to show that the
property was the proceeds of crime or to refer to those facts in opening the
case to the jury.
25. In R v Craig [2008] Lloyd’s Rep FC 358,
[2007] EWCA Crim 2913, the suggestion that the Crown must precisely establish
at least one allegation of criminal conduct was rejected. The court held that the mens rea of the
offence was that the offender knew or suspected that the property represented a
person’s benefit from criminal conduct.
26. In R v W (N) [2009] 1 WLR 965 Laws LJ
reviewed the civil recovery cases and R v Gabriel and concluded that there
should not be any difference of approach between prosecutions under the
Proceeds of Crime Act 2002 POCA and applications by the Director of the
Recovery Agency. At para 38 he said:
“In
short, we do not consider that Parliament can have intended a state of affairs
in which, in any given instance, no particulars whatever need be given or
proved of a cardinal element in the case, namely the criminal conduct relied
on. It is a requirement, to use Sullivan J's expression, of elementary fairness.”
27. The Court of Appeal addressed this
question again in the case of R v Anwoir [2009] 1 WLR 980. It held that the decision in R v W (N) should
not be taken as prescribing that it was always necessary to give particulars
and prove the general type or class of the predicate offending. At para 21, Latham LJ said this:
“We
consider that in the present case the Crown are correct in their submission
that there are two ways in which the Crown can prove the property derives from
crime, (a) by showing that it derives from conduct of a specific kind or kinds
and that conduct of that kind or those kinds is unlawful, or (b) by evidence of
the circumstances in which the property is handled which are such as to give
rise to the irresistible inference that it can only be derived from crime.”
28. If there is a difference of view to be
found in these decisions as to whether in England and Wales identification and
proof of the species of criminal activity are invariably required for POCA
prosecutions or civil recovery purposes, it is not necessary to resolve it
here. The principal significance of
these decisions for the present appeal is that common to all of them is the
determination that proof of a specific offence is not required. And this despite the fact that there is no
equivalent provision to section 17(7) of ECAMLA in POCA.
29. The conclusion that it is not necessary
to prove a specific offence was based on a consideration of the combined effect
of sections 329(1)(c) and 340(3) of POCA.
Section 329(1)(c) provides:
“(1) A
person commits an offence if he . . . (c) has possession of criminal property.”
And
section 340(3) provides:
“(3)
Property is criminal property if
(a) it constitutes a person’s benefit from
criminal conduct or it represents such a benefit (in whole or part and whether
directly or indirectly), and
(b) the alleged offender knows or suspects
that it constitutes or represents such a benefit.”
30. So suspicion that the property represents
a benefit deriving from criminal conduct is sufficient. And the analogy that can be drawn between
section 340(3) and suspicion that “property is derived or realized, in whole or
in part, directly or indirectly from any crime” under section 17(1) of ECAMLA
is plain. None of the decisions as to
the requirements of POCA suggested that the fact that criminal activity had
generated the property was an “element” which demanded identification and proof
of a specific crime or crimes. “Criminal
conduct” in section 340(3)(a) of POCA may reasonably be equated in this context
with “any crime” in section 17(1) of ECAMLA.
Both are non-specific descriptions of criminal activity. As Gage LJ put it in Craig at para 27, “the statutory
definition of criminal property is non-specific as to the way in which it
became criminal property”. Likewise, the
way in which property is derived or realised from any crime is non-specific. It does not need to be shown that a
particular offence or offences generated the property said to be the proceeds
of crime.
31. The Supreme Court dealt with the decision
in R v W (N) in the following passage of its judgment:
“Useful
comparison can also be made with English law. Counsel for the respondent very
fairly referred us to certain dicta from the judgment of the Court of Appeal
(Criminal Division) in [R v W (N) [2009] 1 WLR 965 which, he fairly conceded,
went somehow contrary to his submissions. In that case the defendant faced 33
counts charging different offences of money laundering and in order to bring
home any of these offences the Crown had to prove that the funds involved
constituted "criminal property" within the meaning of section 340 of
the Proceeds of Crime Act 2002. That section defined criminal property as
property which, inter alia, constituted a person's benefit from "criminal
conduct" which was itself defined as conduct which constituted an offence
in any part of the United Kingdom or would constitute an offence there if it
occurred there. The appellate court upheld the Crown Court Judge's ruling, on a
submission of no case to answer, that it was not sufficient for the Crown to
show, by reference to the large sums involved and the defendant's want of any
apparent means of substance, as well as other relevant evidence, that the money
in question could have no lawful origin: It was incumbent on the Crown to show
what particular criminal conduct, or at least what type of criminal conduct,
had generated the benefit which the alleged criminal property represented.”
32. What this discussion neglects to
acknowledge, however, is that the underlying premise of the Court of Appeal’s
decision was that a specific crime did not need to be proved. The decision in that case was concerned with
the question whether particulars of the type of criminal activity (if that was
known) should be supplied, not with whether the Crown had an obligation to
identify and prove a particular crime.
The decision in R v W (N) lends no support, therefore, to the Supreme Court’s
conclusion that “the element of the offence” that the money was the proceeds of
a crime required of the prosecution that it should provide a statement as to
what that crime consisted of.
33. The Board has therefore concluded that
proof of a specific offence was not required in order to establish guilt under
section 17(1) of ECAMLA. It is
sufficient for the purposes of that subsection that it be shown that the
property possessed, concealed, disguised, or transferred etc represented the
proceeds of any crime – in other words any criminal activity – and that it is
not required of the prosecution to establish that it was the result of a
particular crime or crimes. In light of
this conclusion it follows that a failure to identify and prove a specific
offence as the means by which the unlawful proceeds were produced is not a
breach of section 10(2)(b) of the Constitution.
In the Board’s view, that section requires that the nature of the
offence of which the accused person must be informed is that with which he is
charged, in this case the offence of money laundering. Proof of a particular predicate crime is not
an essential “element” of the offence of money laundering.
34. The decisions in the English cases are
informative beyond their firm conclusion that proof of a specific predicate
offence is not required, however. They
are unanimous, in the Board’s view, in suggesting that where it is possible to
give particulars of the nature of the criminal activity that has generated the
illicit proceeds, this should be done.
Some of the cases appear to suggest that this is an indispensable
requirement; others that it is merely required where it is feasible. All are agreed, however, that where it is
possible to give the accused notice of the type of criminal activity that
produced the illegal proceeds, fairness demands that this information should be
supplied.
35. Section 17(7) of ECAMLA did not preclude
a request for particulars of the type of criminal activity which was said to
have produced the illegal property. The
Supreme Court’s conclusion that a request for particulars could not be made was
founded on its opinion that a specific predicate crime had to be identified and
proved in order to meet the requirements of section 10(2)(b) of the
Constitution. There is nothing in
section 17(7) or its successor which contraindicates a request for particulars
of the type of criminal activity that is alleged to have been the source of the
criminal property nor is there anything in that provision which would relieve
the prosecution of its obligation, in the interests of fairness, of supplying
it, if it was able to do so.
36. In this case the particulars supplied in
the information that was lodged against the respondent and his co-accused were
less than wholly informative about the nature of the criminal activity involved
and it may well be that, in their unvarnished form, they did not fulfil the
requirements of section 125(1) of the District and Intermediate Courts
(Criminal Jurisdiction) Act. But any
deficiency in that regard was more than cured by the way in which the
proceedings were conducted and by the interviews of the respondent before
trial. He and his legal advisers cannot
have been in any doubt that the nature of the criminal activity alleged to have
produced the proceeds of crime was the illegal procuring of the transfer of
funds from Mr Nunez’s account to the company account of the respondent. There can be no question therefore that the
respondent and his legal representatives were not fully alerted to the case
that he had to meet in relation to the charge of money laundering. In the Board’s judgment no unfairness in the
manner in which the respondent was required to meet that charge can be
detected.
Conclusions
37. The Board has concluded that the appeal
must be allowed and the decision of the magistrate restored.
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